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Financial Services

Governed AI in Financial Services

Illustrative reference architecture, not a client implementation or measured case study.

Pre-execution authority verification for trading operations and cryptographic attestation for state mutations. The pattern produces evidence relevant to SOC 2 and SOX controls; it does not by itself make a system compliant.

Enforcement Layers

L1Authority Gate
L2Immutable Receipts

Enforcement Points

Pre-execution authority verification for trading operations
Cryptographic attestation for state mutations

Commercial Mapping

Financial exposure containment
SOC 2 audit defensibility
Evidence for SOX control testing
Operational blast radius reduction