Financial Services
Governed AI in Financial Services
Illustrative reference architecture, not a client implementation or measured case study.
Pre-execution authority verification for trading operations and cryptographic attestation for state mutations. The pattern produces evidence relevant to SOC 2 and SOX controls; it does not by itself make a system compliant.
Enforcement Layers
L1Authority Gate
L2Immutable Receipts
Enforcement Points
Pre-execution authority verification for trading operations
Cryptographic attestation for state mutations
Commercial Mapping
Financial exposure containment
SOC 2 audit defensibility
Evidence for SOX control testing
Operational blast radius reduction